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Financial sector reform and professional advice

Research output: Contribution to journalArticlepeer-review

Abstract

The Financial Services Reform Act has brought with it a raft of new obligations if one carries on a financial services business - what is financial product advice - exemptions for lawyers and accountants - the 'factual information' exemption - financial product advice and the use of disclaimers - implications stemming from giving advice - providing financial product or personal advice to retail clients - distinctions between advice and information and personal and general advice are not clear - drafting of the legislation is ambiguous.
Original languageEnglish
Pages (from-to)20-26
JournalCommercial Law Quarterly
Volume16
Issue number3
Publication statusPublished - Sept 2002

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 16 - Peace, Justice and Strong Institutions
    SDG 16 Peace, Justice and Strong Institutions

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